1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
(1)
|
10/01/2029 |
Common Stock
|
52,326
|
$
3.27
|
D
|
|
Employee Stock Option (right to buy)
|
(2)
|
12/30/2029 |
Common Stock
|
23,256
|
$
3.27
|
D
|
|
Employee Stock Option (right to buy)
|
(3)
|
04/06/2030 |
Common Stock
|
58,140
|
$
3.27
|
D
|
|
Employee Stock Option (right to buy)
|
(4)
|
03/01/2031 |
Common Stock
|
23,256
|
$
7.01
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Twenty-five percent (25%) of the stock options vested on October 1, 2020, and the remaining seventy-five percent (75%) of the stock options have vested and will continue to vest in successive equal monthly installments over the following thirty-six (36) months, until the options become fully vested on October 1, 2023. |
(2) |
Twenty-five percent (25%) of the stock options vested on January 1, 2021, and the remaining seventy-five percent (75%) of the stock options have vested and will continue to vest in successive equal monthly installments over the following thirty-six (36) months, until the options become fully vested on January 1, 2024. |
(3) |
Twenty-five percent (25%) of the stock options vested on April 6, 2021, and the remaining seventy-five percent (75%) of the stock options have vested and will continue to vest in successive equal monthly installments over the following thirty-six (36) months, until the options become fully vested on April 6, 2024. |
(4) |
Twenty-five percent (25%) of the stock options vest on March 1, 2022, and the remaining seventy-five percent (75%) of the stock options vest in successive equal monthly installments over the following thirty-six (36) months, until the options become fully vested on March 1, 2025. |